Trading and investor information
Identify the systems, data and owners so assessment scope reflects the business process.
SECURITIES & CAPITAL MARKETS · ALPHASEC
Protect trading continuity and information integrity
Trading windows and order integrity are critical. Our work connects trading systems, privileged access and governance with evidence for boards and regulatory review.
We understand securities & capital markets
Independent IT audit
Review process and technical gaps, then prioritise remediation by business impact.
Outage and breach exercises
Prepare evidence, response procedures and accountable owners for follow-up and retesting.
Turn requirements into practical controls
Regulatory scope depends on licences, activities and organisational roles. Standards may support business goals or customer requirements. We begin by confirming applicability with your team.
ก.ล.ต. / SEC IT Governance
Map the consolidated SorThor. 38/2565 and relevant amendments to IT governance, security and audit.
Official source ↗PDPA
Map processing purposes, data-subject rights, safeguards and breach procedures to actual operations.
Official source ↗ISO/IEC 27001
Build an ISMS linking risk, controls, owners and evidence for assessment readiness.
Official source ↗ISO 22301
Connect impact analysis, BCP/DRP and exercises with critical services and recovery objectives.
Official source ↗How ALPHASEC helps your team move forward
Understand & scope
Work with business, IT, risk and legal teams to map systems, critical data and applicable requirements.
Assess & improve
Deliver prioritised findings and a roadmap with owners and evidence needs, with implementation support.
Validate & follow through
Review evidence, retest or exercise within the agreed scope, and report readiness for management and assessment.
SECTOR EXPERIENCE
Selected clients in this sector
Services for Securities & capital markets
- IT Audit — SEC สธ. 38/2565
- Tabletop Exercise — Crisis simulation
- Penetration Testing & Vulnerability Assessment
- Data Governance — Trusted data
- Incident Response & Digital Forensics
- Cyber Risk Assessment
- Vulnerability Assessment & Scanning
- Source Code Security Review
- Performance & Load Testing
- Approved Scanning Vendor Scan Coordination
- Mobile Application Security Assessment
Start with your organisation’s priorities
Tell us your critical systems, assurance goals and timeline. ALPHASEC will help define a practical scope and work sequence for securities & capital markets.
Discuss your requirements ↗